Regulatory Compliance Specialist Job Description Template

Regulatory Compliance Specialist Job Responsibilities

• Ensure that the company is in compliance with all federal, state, and local regulations.
• Monitor changes in regulations and keep the company up to date on new requirements.
• Develop and implement policies and procedures to ensure compliance with regulations.
• Train employees on regulatory requirements and company policies and procedures related to compliance.
• Investigate potential violations of regulations and take appropriate corrective action when necessary.
• Keep accurate records of all compliancerelated activities within the company.
• Serve as a point of contact for regulators during audits or investigations

Objectives

• Develop and implement compliance programs
• Conduct audits to ensure compliance with regulations
• Coordinate with other departments to ensure compliance with regulatory requirements
• Prepare reports on compliance activities
• Maintain records of compliance activities
• Provide training on regulatory requirements

Regulatory Compliance Specialist Job Skills & Qualifications Needed

• The skills and qualifications needed for the role of Regulatory Compliance Specialist are as follows:
• A bachelor's degree in business, accounting, finance, or a related field.
• A minimum of five years' experience in regulatory compliance or a related field.
• Proficiency in Microsoft Office applications.
• Strong analytical and problemsolving skills.
• Excellent written and verbal communication skills.